This book is, to all intents and purposes, entirely new. No considerable portion of it has already appeared, although here and there short passages and phrases from articles of bygone years are embedded--indistinguishably, I hope--in the text. I have tried, wherever it was possible, to select my examples from published plays, which the student may read for himself, and so check my observations. One reason, among others, which led me to go to Shakespeare and Ibsen for so many of my illustrations, was that they are the most generally accessible of playwrights.
If the reader should feel that I have been over lavish in the use of footnotes, I have two excuses to allege. The first is that more than half of the following chapters were written on shipboard and in places where I had scarcely any books to refer to; so that a great deal had to be left to subsequent enquiry and revision. The second is that several of my friends, dramatists and others, have been kind enough to read my manuscript, and to suggest valuable afterthoughts.
January, 1912
THE POINT OF ATTACK: SHAKESPEARE …
Though, as we have already noted, the writing of plays does not always follow the chronological sequence of events, in discussing the process of their evolution we are bound to assume that the playwright begins at the beginning, and proceeds in orderly fashion, by way of the middle, to the end. It was one of Aristotle's requirements that a play should have a beginning, middle and end; and though it may seem that it scarcely needed an Aristotle to lay down so self-evident a proposition, the fact is that playwrights are more than sufficiently apt to ignore or despise the rule.[38] Especially is there a tendency to rebel against the requirement that a play should have an end. We have seen a good many plays of late which do not end, but simply leave off: at their head we might perhaps place Ibsen's Ghosts. But let us not anticipate. For the moment, what we have to inquire is where, and how, a play ought to begin.
In life there are no such things as beginnings. Even a man's birth is a quite arbitrary point at which to launch his biography; for the determining factors in his career are to be found in persons, events, and conditions that existed before he was ever thought of. For the biographer, however, and for the novelist as a writer of fictitious biography, birth forms a good conventional starting-point. He can give a chapter or so to "Ancestry," and then relate the adventures of his hero from the cradle onwards. But the dramatist, as we have seen, deals, not with protracted sequences of events, but with short, sharp crises. The question for him, therefore, is: at what moment of the crisis, or of its antecedents, he had better ring up his curtain? At this point he is like the photographer studying his "finder" in order to determine how much of a given prospect he can "get in."
The answer to the question depends on many things, but chiefly on the nature of the crisis and the nature of the impression which the playwright desires to make upon his audience. If his play be a comedy, and if his object be gently and quietly to interest and entertain, the chances are that he begins by showing us his personages in their normal state, concisely indicates their characters, circumstances and relations, and then lets the crisis develop from the outset before our eyes. If, on the other hand, his play be of a more stirring description, and he wants to seize the spectator's attention firmly from the start, he will probably go straight at his crisis, plunging, perhaps, into the very middle of it, even at the cost of having afterwards to go back in order to put the audience in possession of the antecedent circumstances. In a third type of play, common of late years, and especially affected by Ibsen, the curtain rises on a surface aspect of profound peace, which is presently found to be but a thin crust over an absolutely volcanic condition of affairs, the origin of which has to be traced backwards, it may be for many years.
Let us glance at a few of Shakespeare's openings, and consider at what points he attacks his various themes. Of his comedies, all except one begin with a simple conversation, showing a state of affairs from which the crisis develops with more or less rapidity, but in which it is as yet imperceptibly latent. In no case does he plunge into the middle of his subject, leaving its antecedents to be stated in what is technically called an "exposition." Neither in tragedy nor in comedy, indeed, was this Shakespeare's method. In his historical plays he relied to some extent on his hearers' knowledge of history, whether gathered from books or from previous plays of the historical series; and where such knowledge was not to be looked for, he would expound the situation in good set terms, like those of a Euripidean Prologue. But the chronicle-play is a species apart, and practically an extinct species: we need not pause to study its methods. In his fictitious plays, with two notable exceptions, it was Shakespeare's constant practice to bring the whole action within the frame of the picture, opening at such a point that no retrospect should be necessary, beyond what could be conveyed in a few casual words. The exceptions are The Tempest and Hamlet, to which we shall return in due course.
How does The Merchant of Venice open? With a long conversation exhibiting the character of Antonio, the friendship between him and Bassanio, the latter's financial straits, and his purpose of wooing Portia. The second scene displays the character of Portia, and informs us of her father's device with regard to her marriage; but this information is conveyed in three or four lines. Not till the third scene do we see or hear of Shylock, and not until very near the end of the act is there any foreshadowing of what is to be the main crisis of the play. Not a single antecedent event has to be narrated to us; for the mere fact that Antonio has been uncivil to Shylock, and shown disapproval of his business methods, can scarcely be regarded as a preliminary outside the frame of the picture.
In As You Like It there are no preliminaries to be stated beyond the facts that
"Orsino, Duke of Illyria, in love with Olivia.
Olivia, an heiress, in mourning for her brother,"
and so forth. In The Taming of the Shrew there are no antecedents whatever to be stated. It is true that Lucentio, in the opening speech, is good enough to inform Tranio who he is and what he is doing there--facts with which Tranio is already perfectly acquainted. But this was merely a conventional opening, excused by the fashion of the time; it was in no sense a necessary exposition. For the rest, the crisis of the play--the battle between Katherine and Petruchio--begins, develops, and ends before our very eyes. In The Winter's Tale, a brief conversation between Camillo and Archidamus informs us that the King of Bohemia is paying a visit to the King of Sicilia; and that is absolutely all we need to know. It was not even necessary that it should be conveyed to us in this way. The situation would be entirely comprehensible if the scene between Camillo and Archidamus were omitted.
It is needless to go through the whole list of comedies. The broad fact is that in all the plays commonly so described, excepting only The Tempest, the whole action comes within the frame of the picture. In The Tempest the poet employs a form of opening which otherwise he reserves for tragedies. The first scene is simply an animated tableau, calculated to arrest the spectator's attention, without conveying to him any knowledge either of situation or character. Such gleams of character as do, in fact, appear in the dialogue, are scarcely perceived in the hurly-burly of the storm. Then, in the calm which ensues, Prospero expounds to Miranda in great detail the antecedents of the crisis now developing. It might almost seem, indeed, that the poet, in this, his poetic last-will-and-testament, intended to warn his successors against the dangers of a long narrative exposition; for Prospero's story sends Miranda to sleep. Be this as it may, we have here a case in which Shakespeare deliberately adopted the plan of placing on the stage, not the whole crisis, but only its culmination, leaving its earlier stages to be conveyed in narrative.[39] It would have been very easy for him to have begun at the beginning and shown us in action the events narrated by Prospero. This course would have involved no greater leap, either in time or space, than he had perpetrated in the almost contemporary Winter's Tale; and it cannot be said that there would have been any difficulty in compressing into three acts, or even two, the essentials of the action of the play as we know it. His reasons for departing from his usual practice were probably connected with the particular occasion for which the play was written. He wanted to produce a masque rather than a drama. We must not, therefore, attach too much significance to the fact that in almost the only play in which Shakespeare seems to have built entirely out of his own head, with no previous play or novel to influence him, he adopted the plan of going straight to the catastrophe, in which he had been anticipated by Sophocles (Oedipus Rex), and was to be followed by Ibsen (Ghosts, Rosmersholm, etc.).
Coming now to the five great tragedies, we find that in four of them Shakespeare began, as in The Tempest, with a picturesque and stirring episode calculated to arrest the spectator's attention and awaken his interest, while conveying to him little or no information. The opening scene of Romeo and Juliet is simply a brawl, bringing home to us vividly the family feud which is the root of the tragedy, but informing us of nothing beyond the fact that such a feud exists. This is, indeed, absolutely all that we require to know. There is not a single preliminary circumstance, outside the limits of the play, that has to be explained to us. The whole tragedy germinates and culminates within what the prologue calls "the two hours' traffick of the stage." The opening colloquy of the Witches in Macbeth, strikes the eerie keynote, but does nothing more. Then, in the second scene, we learn that there has been a great battle and that a nobleman named Macbeth has won a victory which covers him with laurels. This can in no sense be called an exposition. It is the account of a single event, not of a sequence; and that event is contemporary, not antecedent. In the third scene, the meeting of Macbeth and Banquo with the Witches, we have what may be called an exposition reversed; not a narrative of the past, but a foreshadowing of the future. Here we touch on one of the subtlest of the playwright's problems--the art of arousing anticipation in just the right measure. But that is not the matter at present in hand.[40]
In the opening scene of Othello it is true that some talk passes between Iago and Roderigo before they raise the alarm and awaken Brabantio; but it is carefully non-expository talk; it expounds nothing but Iago's character. Far from being a real exception to the rule that Shakespeare liked to open his tragedies with a very crisply dramatic episode, Othello may rather be called its most conspicuous example. The rousing of Brabantio is immediately followed by the encounter between his men and Othello's, which so finely brings out the lofty character of the Moor; and only in the third scene, that of the Doge's Council, do we pass from shouts and swords to quiet discussion and, in a sense, exposition. Othello's great speech, while a vital portion of the drama, is in so far an exposition that it refers to events which do not come absolutely within the frame of the picture. But they are very recent, very simple, events. If Othello's speech were omitted, or cut down to half a dozen lines, we should know much less of his character and Desdemona's, but the mere action of the play would remain perfectly comprehensible.
King Lear necessarily opens with a great act of state, the partition of the kingdom. A few words between
Finally, when we turn to Hamlet, we find a consummate example of the crisply-touched opening tableau, making a nervous rather than an intellectual appeal, informing us of nothing, but exciting a vivid, though quite vague, anticipation. The silent transit of the Ghost, desiring to speak, yet tongue-tied, is certainly one of Shakespeare's unrivalled masterpieces of dramatic craftsmanship. One could pretty safely wager that if the Ur-Hamlet, on which Shakespeare worked, were to come to light to-morrow, this particular trait would not be found in it. But, oddly enough, into the middle of this admirable opening tableau, Shakespeare inserts a formal exposition, introduced in the most conventional way. Marcellus, for some unexplained reason, is ignorant of what is evidently common knowledge as to the affairs of the realm, and asks to be informed; whereupon Horatio, in a speech of some twenty-five lines, sets forth the past relations between
All this may appear too obvious to be worth setting forth at such length. Very likely it never occurred to Shakespeare that it was possible to open the play at an earlier point; so that he can hardly be said to have exercised a deliberate choice in the matter. Nevertheless, the very obviousness of the considerations involved makes this a good example of the importance of discovering just the right point at which to raise the curtain. In the case of The Tempest, Shakespeare plunged into the middle of the crisis because his object was to produce a philosophico-dramatic entertainment rather than a play in the strict sense of the word. He wanted room for the enchantments of Ariel, the brutishnesses of Caliban, the humours of Stephano and Trinculo--all elements extrinsic to the actual story. But in Hamlet he adopted a similar course for purely dramatic reasons--in order to concentrate his effects and present the dramatic elements of his theme at their highest potency.
In sum, then, it was Shakespeare's usual practice, histories apart, to bring the whole action of his plays within the frame of the picture, leaving little or nothing to narrative exposition. The two notable exceptions to this rule are those we have just examined--Hamlet and The Tempest. Furthermore, he usually opened his comedies with quiet conversational passages, presenting the antecedents of the crisis with great deliberation. In his tragedies, on the other hand, he was apt to lead off with a crisp, somewhat startling passage of more or less vehement action, appealing rather to the nerves than to the intelligence--such a passage as Gustav Freytag, in his Technik des Dramas, happily entitles an einleitende Akkord, an introductory chord. It may be added that this rule holds good both for Coriolanus and for Julius Caesar, in which the keynote is briskly struck in highly animated scenes of commotion among the Roman populace.
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